[1]To be awarded this distinction an individual must have achieved a high level of sales performance as well as met other company benchmarks including compliance training, educational credits and certain ethical and business standards.

[2]To be appointed to this board an individual must have demonstrated prior experience and a strong committment to compliance issues while serving individual clients in a account representative or portfolio manager position.

[3]To be appointed to this position an individual had to have the requirements of #2 above plus experience in lectures and instruction of financial planning, estate planning and investing. Mr. Sheptoff was CEO of the Institute of Financial Education Inc., and had over twenty years speaking as an educator.


  • I/we do not give tax advice. I/we do not give investment recommendations without the proper documents filed by a client and an investment valuation session. Everything said at the commentary sessions are my own life philosophy and do not represent the opinion of our Broker Dealer. This commentary is for educational purposes only.
  • Sheptoff Investment Group, LLC is licensed to sell securities in the following states: AZ, CT, FL, MA, NH, NJ, NY, RI, SC and VT. Offerings for advice available in all states within 24 to 48 hours.

Sheptoff Investment Group LLC
P.O. Box 271800, West Hartford, CT 06127
Telephone: 860-461-9298 Toll Free: 1-800-984-7437