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Biography of CEO, Kenneth Sheptoff
Present Company Affiliations:
- CEO, Sheptoff Investment Group LLC
- Pacific West Securities, Inc.
- Pacific West Financial Consultants, Inc.
Past Company Affiliations:
- Sheptoff Asset Management Inc.: President and CEO
- Raymond James Financial Services, Branch Manager, Senior Portfolio Manager
- Institute of Financial Education Inc.: CEO
- IM&R, Branch Manager, Senior Portfolio Manager
- Shearson Lehman Brothers: Senior Portfolio Manager and Senior Vice President
- Shearson American Express: Senior Portfolio Manager and Senior Vice President
- Smith Barney: Senior Portfolio Manager and Senior Vice President
- Dean Witter: Senior Vice President and Portfolio Manager
- Drexel Burnham Lambert: Senior Vice President
Licenses and Certificates:
- (FINRA) (NASD): Licenses - Series 5, 7, 63, 65, 24
- State of Connecticut: Licenses - Life, Accident & Health, Variable Annuity
- State of Connecticut: Investment Advisory Registered
- State of Connecticut: Certification Long Term Care
- Emerald University: Certificate Work Site Financial and Estate Planning Instructor
- Shearson Lehman & Smith Barney: Certified Senior Portfolio Manager (CSPM)
Community Service to the Following Organizations in Various Capacities:
- State of Connecticut Department of Health
- Medical Examining Board
- YMCA
- Boy Scouts of America
- Big Brother
- Connecticut Senior Outreach
- Hebrew Home and Hospital
- Israel Bonds
- University of Hartford - Hillel
- Paul Newman's Hole in the Wall Gang Camp
- Linus Pauling Institute
- JNF - Frank Sinatra Forest
- American Humane Society
- American Society for the Prevention of Cruelty to Animals
- Animal League Defense Society
- CHAI
- Project Hope
- Defenders of Wild Life
- Humane Society of the United States
- Bristol Hospital Board of Directors
Awards and Honors:
- Masters Council, Prudential Financial 2006-2007[1]
- Advisor Council, Franklin Templeton, 1998[1]
- Outstanding Financial Advisor of the Year, Raymond James, 1996-1997[1]
- Nike Securities L.P., Award of Excellence, 1996[1]
- Alchemist Society, Smith Barney, 1995[1]
- President's Club, Smith Barney, 1995[1]
- President's Council, Shearson Lehman, 1987[1]
- Chairman's Council, Drexel Burnham[1]
- Chairman's Council, Shearson Lehman[1]
- Shearson Lehman Broker Compliance Advisory Council[2]
- Raymond James Broker Compliance Advisory Board[2]
- Allianz Masters Forum, Award for Outstanding Achievement[1]
- PGA Investment Advisor[2][3]
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